Investment Bank seeks an Equities compliance officer with at least eight years experience to join their markets and securities compliance team. Providing advice to the Asian cash equities business this role will be responsible for assisting senior management to develop and promote the compliance framework internally and ensure adherence to HKMA and HKSE rules and policies. You will have significant compliance experience gained from another financial institution or regulator and strong knowledge of the equities market. Good leadership and mentoring skills are also required as well as fluency in English. 

AON3458

www.lewissanders.com

To apply for this position please contact
Alex Rochelle   Email: arochelle@lewissanders.com   Direct: +852 2537 7448
or
Lindsey Sanders   Email: lsanders@lewissanders.com Direct: +852 2537 7409

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AON3458

In-house

Permanent

+852 2537 7410

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