Legal Business network: Asia, Australia, China, Middle East
Equities Compliance Officer 8+ years Hong Kong

Investment Bank seeks an Equities compliance officer with at least eight years experience to join their markets and securities compliance team. Providing advice to the Asian cash equities business this role will be responsible for assisting senior management to develop and promote the compliance framework internally and ensure adherence to HKMA and HKSE rules and policies. You will have significant compliance experience gained from another financial institution or regulator and strong knowledge of the equities market. Good leadership and mentoring skills are also required as well as fluency in English. 

AON3458

www.lewissanders.com

To apply for this position please contact
Alex Rochelle   Email: arochelle@lewissanders.com   Direct: +852 2537 7448
or
Lindsey Sanders   Email: lsanders@lewissanders.com Direct: +852 2537 7409

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AON3458
In-house
Permanent
+852 2537 7410
Confidential enquiry to ask for further details
Send me a copy of this application
Lewis Sanders
In-house
Compliance
8 year(s)
Permanent
Not specified
Hong Kong , Hong Kong
Hong Kong
AON3458
About Lewis Sanders
Lewis Sanders is a specialist legal recruitment consultancy offering clients and candidates a full range of recruitment solutions. Using our extensive market knowledge and expertise, we place legal professionals at all levels in international law firms, global financial institutions and multi-national companies across Asia.

Lindsey Sanders Direct : +852 2537 7409 Mobile : +852 9302 1971 Email : lsanders@lewissanders.com

Emily Lewis Direct : +852 2537 7408 Mobile : +852 9764 1961 Email : elewis@lewissanders.com